CITIGROUP

Adoption Date: 4 June 2003
Country of Headquarters: USA
Region of Headquarters: North America
Institutional Reporting Hyperlinks:

citigroup.com/citi/about/citizenship/download/2016/2016_citi_global_citizenship_report.pdf?ieNocache=109

Current EPFI Reporting Year/Period: 2016
EPFI Reporting in Compliance: Yes


Please read the important notes and disclaimer for further information on 'EPFI Reporting', compliance and publication on the Equator Principles Association website.


Further information on this EPFI may be obtained through the Institutional Reporting Hyperlink above.


PROJECT FINANCE ADVISORY SERVICES


Total number mandated in the reporting period: 0

PROJECT FINANCE TRANSACTIONS


Total number that reached financial close in the reporting period:
7

Totals
2
5
0
Sector
Category A
Category B
Category C
Mining


Infrastructure 1 2
Oil & Gas 1

Power
3
Others


Region
Category A
Category B
Category C
Americas 1 4
Europe, Middle East & Africa 1

Asia Pacific
1
Country Designation
Category A
Category B
Category C
Designated1 1 5
Non-Designated 1

Independent Review
Category A
Category B
Category C
Yes 2 5
No


Totals
2
5
0

1Designated Countries are those countries deemed to have robust environmental and social governance, legislation systems and institutional capacity designed to protect their people and the natural environment. For the list of Designated Countries, go to: http://www.equator-principles.com/index.php/ep3/designated-countries


PROJECT NAME REPORTING FOR PROJECT FINANCE TRANSACTIONS

No. Project Name
Sector
Host Country Name/ Project Location Year of Financial Close
1 Tengizchevroil Oil & Gas Kazakhstan 2016
2 DAPL-ETCO Infrastructure USA 2016
3 Block Island Wind Farm Power USA 2016
4 DPW Canada: Port Rupert and Vancouver Infrastructure USA 2016
5 Mariah North Wind Farm Power USA 2016
6 Tenaska Westmoreland Generating Station Power USA 2016
7 Victoria International Container Terminal Infrastructure USA 2016


PROJECT-RELATED CORPORATE LOANS


Total number that reached financial close in the reporting period: 4

Totals
3
1
0
Sector
Category A
Category B
Category C
Mining 1

Infrastructure


Oil & Gas


Power 2 1
Others


Region
Category A
Category B
Category C
Americas 1 1
Europe, Middle East & Africa


Asia Pacific 2

Country Designation
Category A
Category B
Category C
Designated1


Non-Designated 3 1
Independent Review
Category A
Category B
Category C
Yes 3 1
No


Totals
3
1
0

1Designated Countries are those countries deemed to have robust environmental and social governance, legislation systems and institutional capacity designed to protect their people and the natural environment. For the list of Designated Countries, go to: http://www.equator-principles.com/index.php/ep3/designated-countries


IMPLEMENTATION OF THE EQUATOR PRINCIPLES

Citi's Equator Principles Implementation Reporting is provided in their Global Citizenship Report 2016 available at:

citigroup.com/citi/about/citizenship/download/2016/2016_citi_global_citizenship_report.pdf?ieNocache=109