ITAÚ UNIBANCO S.A.

Adoption Date: 12 August 2004
Country of Headquarters: Brazil
Region of Headquarters: Latin America
Institutional Reporting Hyperlink:

https://www.itau.com.br/_arquivosestaticos/RI/pdf/en/Itau_RAC_2016_ing.pdf

Current EPFI Reporting Year/Period: 2016
EPFI Reporting in Compliance: Yes

 

Please read the important notes and disclaimer for further information on 'EPFI Reporting', compliance and publication on the Equator Principles Association website.


Further information on this EPFI may be obtained through the Institutional Reporting Hyperlink above.


PROJECT FINANCE ADVISORY SERVICES


Total number mandated in the reporting period: 6

Sector
Total
Mining
Infrastructure 4
Oil & Gas
Power 2
Others
Sub Total
6

 

Region
Total
Americas 6
Europe, Middle East & Africa
Asia Pacific
Sub Total
6

 

PROJECT FINANCE TRANSACTIONS


Total number that reached financial close in the reporting period: 7

Totals
4
3
0
Sector
Category A
Category B
Category C
Mining


Infrastructure 3 1
Oil & Gas 1

Power
2
Others


Region
Category A
Category B
Category C
Americas 4 3
Europe, Middle East & Africa


Asia Pacific


Country Designation
Category A
Category B
Category C
Designated1
2
Non-Designated 4 1
Independent Review
Category A
Category B
Category C
Yes 4 3
No


Totals
4
3
0

1Designated Countries are those countries deemed to have robust environmental and social governance, legislation systems and institutional capacity designed to protect their people and the natural environment. For the list of Designated Countries, go to: http://www.equator-principles.com/index.php/ep3/designated-countries


PROJECT NAME REPORTING FOR PROJECT FINANCE TRANSACTIONS

No. Project Name
Sector
Host Country Name/ Project Location Year of Financial Close
1 Concesión Autopista Conexión Pacífico 3 del proyecto  "Autopistas para la Propeseridad" Infrastructure Colombia 2016
2 Perimetral Oriental de Bogotá S.A.S Infrastructure Colombia 2016

5 projects were not disclosed as per the disclosure conditions specified in Annex B of the Equator Principles.


PROJECT-RELATED CORPORATE LOANS


Total number that reached financial close in the reporting period: 4

Totals
0
1
3
Sector
Category A
Category B
Category C
Mining


Infrastructure
1 3
Oil & Gas


Power


Others


Region
Category A
Category B
Category C
Americas
1 3
Europe, Middle East & Africa


Asia Pacific


Country Designation
Category A
Category B
Category C
Designated1
1 3
Non-Designated


Independent Review
Category A
Category B
Category C
Yes


No
1 3
Totals
0
1
3

1Designated Countries are those countries deemed to have robust environmental and social governance, legislation systems and institutional capacity designed to protect their people and the natural environment. For the list of Designated Countries, go to: http://www.equator-principles.com/index.php/ep3/designated-countries


IMPLEMENTATION OF THE EQUATOR PRINCIPLES

Since the adoption of EP, in 2004, Itau's commitment to implement its criteria in our internal policies and procedures has been enhanced in order to guarantee notable technical expertise, unquestionable independence of EP Reviewers and higher effectiveness in risk manangement. In our Itau Unibanco and Itau CorpBanca Annual Report we describe the E&S risk assessment process and guidelines in the loan grating decision process. All projects financed under the scope of the Equator Principles, without regard to their E&S risk categorization or their location, are subject to the scrutiny of Itaus headquarter´s E&S technical team.

Itau Unibanco:  https://www.itau.com.br/_arquivosestaticos/RI/pdf/en/Itau_RAC_2016_ing.pdf

Itau Corpbanca: https://banco.itau.cl/wps/wcm/connect/879234dd-41b5-4a15-bcce-42c949e954c3/Reporte+de+Sustentabilidad+Ita%C3%BA+2016+-+Lining.pdf?MOD=AJPERES